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Qualifying exam policy

Date of effect:
Autumn quarter 2017 (modifications approved by the ME faculty at the departmental faculty meeting on Thursday, June 1, 2017).

Purpose

The Qualifying Exam should provide an opportunity for students to consolidate and reinforce ideas to solidify their understanding of materials. Students should synthesize information from multiple courses to form a big-picture view of their field. Technical communication is the primary skill of a Ph.D. The exam should evaluate communication, both written and oral. Forming strong connections within the Ph.D. cohort and with faculty have long-lasting value. Long-term success is highly correlated with grit and determination.

The department has three different pathways for pursuing a Ph.D. degree: pre-M.S. entry with a bachelor's degree, post-M.S. entry with a non-UW degree, and post-M.S. entry with a UW degree. The timing of the exam for these different pathways is described in detail below.

Pre-M.S. entry

Every full-time student in the department's pre-M.S. admission pathway is required to take the qualifying exam within 12 to 24 months after entry into the program. A student who has not passed the exam within 24 months after entry into the program will be asked to withdraw from the program.

Post-M.S. entry with a non-UW degree

Every full-time student in this pathway (Ph.D. following a non-UW M.S. degree) is required to take the exam within 6-18 months after entry into the program. A student who has not passed the exam within 18 months after entry into the program will be asked to withdraw from the program.

Post-M.S. entry with a UW degree

Every full-time student in this pathway (Ph.D. following a UW M.S. degree) is required to take the exam no later than 15 months after entry into the Ph.D. program. A student who has not passed the exam within 15 months after entry into the program will be asked to withdraw from the program. A student in this pathway may take the qualifying exam while still in the UW M.S. program.

Part-time students

Part-time status is available for Ph.D. students in the traditional post-M.S. pathways (following either a UW or a non-UW M.S. degree). Part-time students are advised to take the exam when they have completed 18 credits of graded coursework or within two years after entry into the Ph.D. program, whichever occurs first.

In other words, if a part-time student takes only one course each quarter (excluding summer), the student should take the qualifying exam by the end of the second year. If the part-time student takes more than one course per quarter, the student will need to take the exam earlier.

Occasionally, part-time students may not be able to take the qualifying exam within the suggested time frame. In this case, part-time students may file a petition to the Graduate Education Committee to defer the qualifying exam. Please refer to the petition section for the procedure. Also please note that the petition may or may not be granted.

Transfer students

Occasionally, students who have passed a qualifying exam at a Ph.D. granting institution transfer into the UW ME Ph.D. program. In this case, the students may file a petition to the Graduate Education Committee to waive or to defer the qualifying exam. Please refer to the petition section for the procedure. Also please note that the petition may or may not be granted.

Timeline

  Qualifying Exam General Exam Final
Pre-M.S. entry 12–24 months after entry to Ph.D. program 6–18 months after passing Qualifying Exam >6 months after passing General Exam
Post-M.S. entry
with a UW degree
0–15 months after entry to Ph.D. program 6–18 months after passing Qualifying Exam >6 months after passing General Exam
Post-M.S. entry
with a non-UW degree
6–18 months after entry to Ph.D. program 6–18 months after passing Qualifying Exam >6 months after passing General Exam

The Qualifying Exam committee consists of a minimum of four members. There should be a faculty advisor, at least two members, and a Departmental Representative (DR). At least three members from the student’s probable Ph.D. committee and at least two (including the faculty advisor) of these three committee members must be core Mechanical Engineering faculty. In the event the student has faculty co-advisors, an additional committee member is required. This committee may be adjusted between the Qualifying Exam and General Exam and does not need to be officially registered with the Graduate School.

The Departmental Representative (DR) must be the core ME faculty with whom the student’s adviser(s) have no substantive record of collaboration.

  • A committee should be formed at least 6 weeks before the Qualifying Exam is scheduled.
  • Committee members should be agreed upon by the student and advisor(s).
  • It is the student's responsibility to identify all committee members (in consultation with the faculty advisor). Students must get an agreement from each potential committee member. Students will submit the full committee members when they submit their request to take the exam.

Role of committee members in Qualifying exam:

  • Selection of the review paper is the responsibility of the student's advisor(s), though all committee members should concur with the selection.
  • All committee members, including faculty advisor(s) and DR, are encouraged to question student to assess capabilities and potential successful pursuit of doctoral research during the exam.

Exam format

The Qualifying Exam consists of:

  1. A written document (total of 3-5 pages, not including references). The components of the written document consist of:
  • Paper review (1-2 pages) – in-depth knowledge of all fundamentals related to the research paper suggested by committee members.
  • Literature review and context (1-2 pages) – perform a related literature review to understand broader context of proposed work, and identify specific strengths and weaknesses
  • Proposed research plan (1 page maximum) - discussion of research plans, a brief description of well-scoped of your Ph.D. research project 
  1. An oral exam presentation (total of 60-90 minutes)  
  • 20 mins of student presentation. The oral presentation is open to other faculty and the general public
  • 5-10 mins of questions by the general public
  • 30–60 mins of questions by the committee on the critique and scientific and engineering fundamentals related to the paper and the logic behind student's analysis. 

Exam restriction

The written exam and oral presentation must be the sole product of the student. The student may not solicit or receive assistance from their peers, advisor(s), other faculty, or members of the general public. Soliciting or receiving such assistance constitutes academic misconduct.

Exam Procedure

6 weeks prior to the exam date Qualifying Exam scheduled (committee appointment, including DR, must be complete)
4 weeks prior to the exam date Committee sends a paper for review to a student.
2 weeks prior to the exam date

Student submits the written exam document (3-5 pages, not including references) to the committee for review. Student must also send a copy to the Assistant Director of Academic Services, Wanwisa Kisalang via kisalw@uw.edu

1 week prior to the exam date Short committee meeting (maybe virtual) or email communication to discuss an approach to the exam and preliminary comment on the student's exam document
The day of the exam Student performs the oral presentation
  • Exam outcomes are determined at the end of the exam.
  • Committee Signature Form for Qualifying Exam must be signed by the committee members.
+1 week after the exam date Exam summary document forwarded to student.

In assessing the student, the committee looks for the following categories:

  • Knowledge of scientific and engineering fundamentals.
  • Ability to critically review and synthesize literature.
  • Clarity and completeness of written document.
  • Quality of oral presentation.

The committee will vote on the outcome, and the student will be verbally informed of the outcome at the end of the exam.

Pass exam

Student is asked to continue in the program.

Conditional pass

The student will be asked to continue in the program. The student is, however, generally required to fulfill specified requirements before taking the general exam (e.g., additional coursework with GPA requirements, TA a specific course).

Fail with permission to retake

The student will be asked to retake the exam. Please note that students who fail the exam in their first attempt may not automatically receive this option.

Fail and withdrawal from the Ph.D. program

The student must withdraw from the Ph.D. program. The Department will allow the student to stay in the program for two quarters as a transition to exit the program. There are two things to note:

  • This outcome is possible for students who fail the qualifying exam in their first attempt.
  • In compliance with US immigration laws, international students must maintain successful progress toward the degree while in the program. An international student may not be eligible for the two-quarter transition period if the compliance is violated.

Students may take the Qualifying Exam no more than two times. A retake following the failure of the exam must occur within 6 months.

Students wishing to ask for a variance or exception to policy should submit a petition to the Graduate Education Committee. The petition should include the following elements:

  • A petition letter carefully addressing:
    • Reasons for petition
    • Proposed solutions (e.g., deferral of exam for 6 months)
  • Documents or physical evidence to support your petition
  • An endorsement letter from your Ph.D. advisor

Ph.D. students are required to take ME 564 and ME 565 (Engineering Analysis) plus three courses are chosen from the baskets listed below. Students will be expected to work with their faculty advisers to select an optimal set of courses for their programs of study.

Students must attain a cumulative GPA of at least a 3.5 in the core curriculum. If students receive below a 3.5 GPA in these core courses, the committee will determine appropriate remedial actions including retaking a course, TAing courses, taking additional courses, or completing an oral or written examination to synthesize material.

There may be a waiver granted for UW master's students who go on to complete a traditional Ph.D. but only in cases where the student’s master's coursework contributes to the basket requirement being completed. Three courses from the following list must be chosen (not necessarily from a single interest group), along with ME 564 and ME 565.

Students must complete all coursework requirements and at least 60 credits total before taking the general exam.

Engineering Analysis (required)

Course Credits Title
ME 564 3 Mechanical Engineering Analysis I
ME 565 3 Mechanical Engineering Analysis II

Energy and Fluids

Course Credits Title
ME 507 3 Incompressible Fluid Mechanics
ME 521 3 Macroscopic Thermodynamics
ME 522 3 Microscopic Thermodynamics
ME 524 3 Combustion
ME 529 4 Advanced Energy Conservation Systems
ME 530 3 Radiative Heat Transfer
ME 531 3 Conductive Heat Transfer
ME 532 3 Convective Heat Transfer
ME 538 4 Advanced Fluid Mechanics

Systems and Dynamics

Course Credits Title
ME 469 4 Application of Dynamics in Engineering
ME 470 3 Mechanical Vibrations
ME 471 4 Automatic Control
ME 512 3 Biomechanics of Movement
ME 525 3 Applied Acoustics I
ME 545 4 Introduction to Control Theory
ME 547 4 Linear Systems Theory
ME 548 3 Linear Multivariable Control
ME 549 3 Estimation and System Identification
ME 550 3 Nonlinear Optimal Control
ME 578 4 Convex Optimization
ME 581 4 Digital Control System Design
ME 583 3 Nonlinear Control Systems
ME 588 3 Dynamics and Vibrations
ME 593 3 Feedforward Control
ME 594 3 Robust Control

Mechanics, Materials, and Manufacturing

Course Credits Title
ME 501 3 Modern Manufacturing Processes
ME 503 3 Continuum Mechanics
ME 527 4 Musculoskeletal Biomechanics
ME 541 3 Fatigue of Materials
ME 551 3 Elasticity I: Elastostatics
ME 552 3 Viscoelasticity and Plasticity
ME 553 3 Adhesion Mechanics
ME 556 3 Experimental Stress Analysis
ME 557 3 Experimental Stress Analysis II
ME 559 3 Introduction to Fracture Mechanics
ME 561 3 Mechanics of Thin Films
ME 563 3 Advanced Composites: Design and Manufacturing